Certification Seminar for Prospective Equities Securities Salesmen (ESS) Posted on 4 December 201727 April 2020 by Regie Regie INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances Daily Market Updates Financial Stability Investment Scam Checklist Investment 101 Pre-need Matters Request for Comments [page_title] Date Posted: 4 December 2017