Conduct of Certification Seminar for Phase 2 (Prospective Equities Securities Salesmen) of the SEC Certification Examination on August 9-10, 2018 Posted on 9 July 201827 April 2020 by Regie Regie INVESTOR’S EDUCATION AND INFORMATION Advisories Notices COVID-19 Related Issuances Daily Market Updates Financial Stability Investment Scam Checklist Investment 101 Pre-need Matters Request for Comments [page_title] Date Posted: 9 July 2018